Corporate Compliance
Management

Protection of interests of Investors and other stakeholders is the
recognised principle of good corporate governance in the world over.

Today, in India, the corporate sector is governed by a complex web of laws, rules and regulations viz. Companies Law, Competition Law, Economic Laws, Securities and Capital Market Laws, Consumer Protection Laws, Industrial and Labour Laws, Pollution Control Laws, Foreign Exchange Legislation, Money Laundering Laws apart from being subject to Civil and Criminal Laws of the Land.

We have got unique quality and array of services under one roof in the arena of Corporate Laws, Securities Laws and capabilities to offer Corporate Compliance Management Services leading to zero risk. Along with comes a vast network of dexterous professionals as our associates throughout the country to make India a single geography.

In offering our ‘ Corporate Compliance Management ‘ Services we offer complete solutions for all corporate & secretarial compliances which are time bound statutory requirements in nature and also provide advisory services for event based requirements envisaged in various corporate laws applicable on the Corporate assisting you practically on each step of various events involved.

Creating a systematic compliance atmosphere is our highest priority, and which shall help the corporate in minimizing the uncertainties of missing out any compliances. With this aim, we shall be rendering services to the companies through a specified work structure.

Corporate Compliance Management besides ensuring due compliance of the statute, will act as an aid to the management by proving to be a strong internal control device. It help relieve the company and it’s promoters and directors from consequences of unintended non-compliance of law. Independent Directors and Nominee Directors can be assured that the affairs of the company are being conducted as per law. Besides the Corporate Compliance, we act as a fearless adviser to the company so that the mistakes and lapses if any could be rectified well in time and management is reassured that internal systems are guarded.

Corporate Compliance Audit

We also conduct Corporate Compliance Audit as next step to our Corporate Compliance Management services.

Just as statutory audit deals with financial audit of companies and cost audit with audit of costing and pricing systems and cost related records,compliance/ secretarial audit deals with legal and procedural compliances that are expected from a company. It is conducted annually. While conducting Corporate Compliance Audit, the compliance auditor carries out an elaborate checking mechanism to verify from all the records and books maintained by the company as well as from the information provided to him and the information gathered by him, that the company is complying with the various requirements of different legislations.

The independent professional carrying out Corporate Compliance Audit, not only ensures that the company has complied with the provisions of various laws but also extends professional help to the company in carrying out effective compliance and establishment of proper systems with proper checks and balances.

Corporate Compliance Audit is salutary as it instills professional discipline and signifies law abiding nature of the promoters. It gives a necessary confidence to the management and investors that the affairs of the company are being conducted in accordance with the legal requirements and also relieves the independent directors from the consequences of non compliance of the provisions of the Companies Act and other important corporate laws. Financial Audit does not act as pre-emptive check to monitor compliance with the requirements of the Companies Act and various other corporate laws but the inclusion of Corporate Compliance Audit will go a long way in re-assuring the management & investors about the quality of corporate governance in the company.